STONEX FINANCIAL EUROPE GMBH-LUXEMBOURG BRANCH

As a Luxembourg branch of StoneX Financial Europe GmbH, this entity holds an active investment firm licence under the Professional of the Financial Sector classification, as granted by the CSSF. The licence became effective on 1 October 2024, making this a recently authorised presence in Luxembourg's regulated financial sector. Branch structures of this kind operate as extensions of their parent legal entity rather than as independently incorporated companies, meaning the parent entity — StoneX Financial Europe GmbH — retains ultimate legal responsibility for the branch's activities and obligations.

The CSSF, which stands for Commission de Surveillance du Secteur Financier, is the competent authority responsible for overseeing investment firms licensed in Luxembourg. Entities holding an active PFS licence are subject to ongoing prudential and conduct supervision under both Luxembourg law and applicable European Union financial regulation, including requirements derived from the MiFID II framework that governs investment services across EU member states.

The branch's registered office is located at 5, rue des Primeurs, L-2361 Luxembourg. No Legal Entity Identifier (LEI) is on record for this entity. The LEI is a globally recognised code used to identify legal entities participating in financial transactions and is commonly required for regulatory reporting purposes. Its absence here may reflect the branch's reliance on an LEI held at the parent company level. No RCS number is available in the source data for this branch. The specific categories of investment services or financial instruments for which this branch holds authorisation are not detailed in the CSSF register data on which this profile is based.